EPSTEIN
page 1 / 328 . OCR, unverified
Dataset10 120
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JPMorgan 0
Private Bank
FINANCIAL TRUST COMPANY INC
Account Number
November 01, 2006 - November 30. 2006
Equities
Independent, third party research selected by an Independent Consultant for certain companies covered by JPMorgan
Securities, Inc. is available to clients of JPMSI at no cost.
Clients can access this research at
www.privaleclientjpmorgan.com or can call their JPMorgan representative at their toll free number to request that a
copy of this research be sent to them. When JPMorgan drops coverage of a company, independent research will
continue to be provided for an 18-month period, when available. Refer to Equity Research Ratings section for
research ratings on client holdings, if applicable.
Note:
C indicates Equity covered by JPMSI.
Equity Holdings in Alphabetical Order
Concoction
Currency/
CusipSyrobol
Account Type
°canary
Cunenr AleMet
Eaataarad
Unit
Current Market
Tax Cost
Valve USD
Unrealrzed
Annual Orsidend
Cost
Pnce
USO Accrued Dividends USD
Gaintoss USD
Income USD
Yield %
C
NDS INC
USD
361,578
41.92
15,157,349.76
N/A
N/A
TVVB
Total Equity
361,578
15,157,349.76
0.00
0.0
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Chase
CONFIDENTIAL
JPM-SDNY-00033505
SDNY_GM_00302703
EFTA01508287
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JPMorgan 0
Private Bank
FINANCIAL TRUST COMPANY INC
Account Number
November 01, 2006 - November 30. 2006
Equity Research Ratings
Independent, third party research is available for 18 months after JPMorgan Securities, Inc. terminates coverage. Clients
can access this research at www.privatedientjpmorgan.com or can call their JPMorgan representative at their toll free
number to request that a copy of this research be sent to them. Equity Research Ratings for any company where JPMSI
has terminated coverage are excluded below. For explanation of JPMSI ratings, see disclaimer section at end of
statement. For third party ratings systems, see specific third party research at www.privateclientjpmorgan.com.
Equity Holdings in Alphabetical Order
DISCOPflOralektf
ReSIMS
TWEEN BRANDS INC TWB
JPMSI: NEUTRAL
MRNGSTAR: Under Review
Providers: ARGUSRES = Argus Research Corporation; BOE SECR = BOE Securities; MRNGSTAR = Morningstar; REN CAP = Renaissance Capital; S&P = Standard & Poor's
Page 8 of 22
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JPM-SDNY-00033506
SDNY_GM_00302704
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JPMorgan 0
Private Bank
FINANCIAL TRUST COMPANY INC
Account Number
November 01, 2006 - November 30. 2006
Trade Activity
Realized Gain/Loss Summary
Short Term Gain/Loss
Long Term Gain/Loss
Note S indicates Short Term Realized Gain/Loss
L indicates Long Term Realized Gain/Loss
indicates Ordinary Income Realized Gain
Capital gains and losses on sales with missing or incomplete tax cost are identified with N/A.
Amount IASO
0.00
0.00
Pack.
Seaternent
Dana
Date
Type
Desonption
Currency
Quantify
Unalino Carnet Cost/Proceeds
Restate
Tax Cost
Gainless USD
Settled
Oct 31 Nov 1
Purchase
JPMORGAN PRIME MONEY MARKET FUND
USD
57,079.36
1.00
- 57,079.36
INSTITUTIONAL SHARE CLASS
FUND 829
Nov 6 Nov 6
Sale
JPMORGAN PRIME MONEY MARKET FUND
USD
- 30,000
1.00
30,000.00
- 30,000.00
INSTITUTIONAL SHARE CLASS
FUND 829
Nov 10 Nov 10 Sale
JPMORGAN PRIME MONEY MARKET FUND
USD
- 52,000
1.00
52,000.00
- 52,000.00
INSTITUTIONAL SHARE CLASS
FUND 829
Nov 20 Nov 20 Sale
JPMORGAN PRIME MONEY MARKET FUND
USD
- 85,000
1.00
85,000.00
- 85,000.00
INSTITUTIONAL SHARE CLASS
FUND 829
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SDNY_GM_00302706
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JPMorgan 0
Private Bank
FINANCIAL TRUST COMPANY INC
Account Number
November 01. 2006 - November 39 2006
Account Transactions
Brazilian Real Activity Summary
Amount this
Amount
Period
to DAM
Credits
Foreign Exchange
Debits
Foreign Exchange
22,530,000.00
- 22.530.000 00
No Activity This Penod
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SDNY_GM_00302707
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JPMorgan 0
Private Bank
FINANCIAL TRUST COMPANY INC
Account Number
November 01, 2006 - November 30. 2006
Account Transactions